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Summary

CO2 Heat Pump Water Heaters

Water Heaters: CO2 Heat Pump vs. Electric Resistance

An energy-efficient electric heat pump water heating system that uses heat extracted from the air to heat water for residential use. These heat pumps use supercritical carbon dioxide as a refrigerant.

Synopsis:

CO2 Heat Pump Water Heaters (HPWHs) were first commercialized in Japan in 2001. This now mature technology was incentivized by utilities and marketed under the brand name "EcoCute.” CO2 HPWHs are offered by Panasonic, Daikin, DENSO, Sanden, Itomic, Mitsubishi, Sanyo, and Hitachi. The Japanese government has subsidized this technology since 2002 with an initial goal of installing 5.2 million units by 2010.

Japanese companies redesigned their CO2 heat pump water heaters for the European market to comply with European Union (EU) safety standards.  Safety standards are stringent as CO2 pressures can be in the range of hundreds of pounds per square inch.  Stiebel, enEX, ICS, Thermea, Kylma, CTC, JCA and Viessmann have added CO2 heat pumps to their product offerings. Sales of HPWHs in the EU doubled to 48,000 units in 2011. These HPWHs are also sold in Australia by Sanden which has provided the systems for the Technology Innovation Projects (TIPs) funded by BPA.

CO2 (or R744) HPWHs achieve a COP greater than 3.0 compared to 2-2.5 for standard refrigerant integrated heat pump water heaters (BPA , 2014). R744 has a global warming potential of 1 compared to about 2,000 for typically used refrigerants (like R410). It also has a broader range of operating temperatures, allowing CO2 HPWHs to maintain capacity at low temperatures with a COP of around 2.0 at 17 F. Split system CO2 HPWHs do not add to the space heating load like integrated HPWHs located in the interior space. However, these systems are much more expensive than standard refrigerant HPWHs.

The CO2 HPWH technology is emerging in the U.S. market for residential applications, however a commercial/industrial version described in ET #293 is currently available. Code officials in Portland, Oregon have approved CO2 HPWH for residential space and water heating applications.  Sanden is currently in the process of obtaining a UL listing of its split system which will be available in Fall, 2015.  Design modification issues for the U.S. market include operation with a 240 V, 60 Hz power supply, meeting pressure vessel standards, meeting UL requirements and incorporating advanced freeze protection features.  Oak Ridge National Laboratory (ORNL) is partnering with General Electric to develop a CO2 heat pump water heater meeting Energy Star standards with an installed cost to enable widespread market acceptance.

The Bonneville Power Administration through its Technology Innovation Program is funding research on CO2 heat pumps conducted by the WSU Energy Program. This includes recently completed laboratory testing of CO2 heat pumps (Larson, 2013). Research on the performance of Japanese-designed CO2-based HPWH units in four Northwest homes is underway (BPA , 2014).  Participants in this research include the Northwest Energy Efficiency Alliance (NEEA), Avista, Tacoma Power, Ravalli Electric Co-op and the Energy Trust of Oregon. Related research is being conducted on demand response and combined space heat and water heating (BPA, 2013) and (BPA, 2014). Because of its high cost, this technology might be most cost-effective for combined space heating and water heating applications.

Energy Savings: 66%
Energy Savings Rating: Extensive Assessment  What's this?
LevelStatusDescription
1Concept not validatedClaims of energy savings may not be credible due to lack of documentation or validation by unbiased experts.
2Concept validated:An unbiased expert has validated efficiency concepts through technical review and calculations based on engineering principles.
3Limited assessmentAn unbiased expert has measured technology characteristics and factors of energy use through one or more tests in typical applications with a clear baseline.
4Extensive assessmentAdditional testing in relevant applications and environments has increased knowledge of performance across a broad range of products, applications, and system conditions.
5Comprehensive analysisResults of lab and field tests have been used to develop methods for reliable prediction of performance across the range of intended applications.
6Approved measureProtocols for technology application are established and approved.

Status:

Details

CO2 Heat Pump Water Heaters

Water Heaters: CO2 Heat Pump vs. Electric Resistance

An energy-efficient electric heat pump water heating system that uses heat extracted from the air to heat water for residential use. These heat pumps use supercritical carbon dioxide as a refrigerant.
Item ID: 389
Sector: Residential
Energy System: Water Heating--Water Heaters

Synopsis:

CO2 Heat Pump Water Heaters (HPWHs) were first commercialized in Japan in 2001. This now mature technology was incentivized by utilities and marketed under the brand name "EcoCute.” CO2 HPWHs are offered by Panasonic, Daikin, DENSO, Sanden, Itomic, Mitsubishi, Sanyo, and Hitachi. The Japanese government has subsidized this technology since 2002 with an initial goal of installing 5.2 million units by 2010.

Japanese companies redesigned their CO2 heat pump water heaters for the European market to comply with European Union (EU) safety standards.  Safety standards are stringent as CO2 pressures can be in the range of hundreds of pounds per square inch.  Stiebel, enEX, ICS, Thermea, Kylma, CTC, JCA and Viessmann have added CO2 heat pumps to their product offerings. Sales of HPWHs in the EU doubled to 48,000 units in 2011. These HPWHs are also sold in Australia by Sanden which has provided the systems for the Technology Innovation Projects (TIPs) funded by BPA.

CO2 (or R744) HPWHs achieve a COP greater than 3.0 compared to 2-2.5 for standard refrigerant integrated heat pump water heaters (BPA , 2014). R744 has a global warming potential of 1 compared to about 2,000 for typically used refrigerants (like R410). It also has a broader range of operating temperatures, allowing CO2 HPWHs to maintain capacity at low temperatures with a COP of around 2.0 at 17 F. Split system CO2 HPWHs do not add to the space heating load like integrated HPWHs located in the interior space. However, these systems are much more expensive than standard refrigerant HPWHs.

The CO2 HPWH technology is emerging in the U.S. market for residential applications, however a commercial/industrial version described in ET #293 is currently available. Code officials in Portland, Oregon have approved CO2 HPWH for residential space and water heating applications.  Sanden is currently in the process of obtaining a UL listing of its split system which will be available in Fall, 2015.  Design modification issues for the U.S. market include operation with a 240 V, 60 Hz power supply, meeting pressure vessel standards, meeting UL requirements and incorporating advanced freeze protection features.  Oak Ridge National Laboratory (ORNL) is partnering with General Electric to develop a CO2 heat pump water heater meeting Energy Star standards with an installed cost to enable widespread market acceptance.

The Bonneville Power Administration through its Technology Innovation Program is funding research on CO2 heat pumps conducted by the WSU Energy Program. This includes recently completed laboratory testing of CO2 heat pumps (Larson, 2013). Research on the performance of Japanese-designed CO2-based HPWH units in four Northwest homes is underway (BPA , 2014).  Participants in this research include the Northwest Energy Efficiency Alliance (NEEA), Avista, Tacoma Power, Ravalli Electric Co-op and the Energy Trust of Oregon. Related research is being conducted on demand response and combined space heat and water heating (BPA, 2013) and (BPA, 2014). Because of its high cost, this technology might be most cost-effective for combined space heating and water heating applications.

Baseline Example:

Baseline Description: Electric resistance water heater
Baseline Energy Use: 3030 kWh per year per unit

Comments:

The 2014 Ecotope "Residential Building Stock Assessment: Metering Study" provides the annual average electric water heating energy by site.  The average annual energy use for electric water heaters in the Northwest region is 3,030 kWh/year. (Ecotope, 2014 Pg 38, Table 31)

Manufacturer's Energy Savings Claims:

"Typical" Savings: 78%

Comments:

Sanden claims their CO2 HPWHs can save up to 78% of conventional water heating costs.

Best Estimate of Energy Savings:

"Typical" Savings: 66%
Energy Savings Reliability: 4 - Extensive Assessment

Comments:

The 66% savings estimate is based upon a COP of 3.0.  This is consistent with the 3.2 Northern Climate Energy Factor of 3.2 and Northwest heating zone 1 COP of 2.9 found in lab test results of a Sanden unit (Larson, 2013). 

Energy Use of Emerging Technology:
1,030.2 kWh per unit per year What's this?

Energy Use of an Emerging Technology is based upon the following algorithm.

Baseline Energy Use - (Baseline Energy Use * Best Estimate of Energy Savings (either Typical savings OR the high range of savings.))

Technical Potential:
Units: unit
Potential number of units replaced by this technology: 3,369,102
Comments:

The estimate of technical potential is based on the 2011 Residential Building Stock Assessment (RBSA) for single-family, manufactured, and multi-family homes (Baylon, et. al., 2012) estimates. Taking the number of electric utility customer units and using the percentages of electric water heaters in the RBSA gives a total of 3,369,102 electric water heaters in the Northwest in all locations, and that is the number used here. Derivation is shown in the table below.

  Living Units  % Elect.
Water Heaters 
% Homes
w/Water Heater
 
# Elect.
Water Heaters
 
 Single Family Homes   4,023,937  55.2%  100  2,221,213
 Manufactured Homes  543,730  88.9%  100  483,375
 Multifamily Units  863,104  94.7%  81.3  664,513
 Total  5,430,771      3,369,102

An alternative approach is to consider annual water heater sales. The Northwest Energy Efficiency Alliance funded an assessment of the market for HPWHs and estimated annual water heater sales in the Northwest to be 175,000 units (Evergreen Economics, 2014). Assuming a 20-year forecast period results in a technical potential of 3.5 million units. This is similar to the total number of units estimated above. Note that the NEEA baseline forecast estimated that HPWHs would account for a small share of water heater sales, reaching approximately 25,000 units by 2030. Stricter Federal mandates could accelerate adoption.

Regional Technical Potential:
6.74 TWh per year
769 aMW
What's this?

Regional Technical Potential of an Emerging Technology is calculated as follows:

Baseline Energy Use * Estimate of Energy Savings (either Typical savings OR the high range of savings) * Technical Potential (potential number of units replaced by the Emerging Technology)

First Cost:

Installed first cost per: unit

Comments:

Residential versions of CO2 HPWHs are not readily available in the U.S. at this time (although a commercial/industrial version is; see ET #293). A standard refrigerant heat pump water heater is on the order of $1,000 - $2,000. CO2 HPWHs used in the demonstration research in the Northwest cost $3,800. A Sanyo 4.5 kW CO2 Eco heat pump with matching thermal storage was listed on the airconwarehouse.com site (Airconwarehouse, 2014) at 5,495 Euro (6,594 including 20% VAT). With an exchange rate of $1.1 per Euro, this translates to over $7,000 including the VAT (value added tax). This cost does not include installation. However, it should be noted that these units are being marketed for central heating and hot water heating and include a central heating and microprocessor controls package. This helps to justify the higher cost.

The joint research by ORNL and GE is intended to develop a CO2 HPWH at a cost that would support widespread market adoption in the U.S. (DOE, 2014).

Cost Effectiveness:

Simple payback, new construction (years): N/A

Simple payback, retrofit (years): N/A

What's this?

Cost Effectiveness is calculated using baseline energy use, best estimate of typical energy savings, and first cost. It does not account for factors such as impacts on O&M costs (which could be significant if product life is greatly extended) or savings of non-electric fuels such as natural gas. Actual overall cost effectiveness could be significantly different based on these other factors.

Comments:

This cannot be determined without testing performance under U.S. use patterns and determining a cost for a unit designed for the U.S. market under the constraints of the Total Resource Cost (TRC) rule and the incentives that can be offered within those constraints. Research underway by the Bonneville Power Administration will provide some of this information. CO2 HPWHs may be most cost-effective for combined central heating and hot water applications.

Reference and Citations:

David Baylon, et. al., 09/18/2012. 2011 Residential Building Stock Assessment: Single-Family Characteristics and Energy Use
Northwest Energy Efficiency Alliance & Ecotope

BPA, 10/01/13. Heat Pump Water Heaters
Bonneville Power Administration

Energy Star, 2013. High Efficiency Electric Storage Water Heaters for Consumers
Energy Star

David Baylon, et. al., 2012. Residential Building Stock Assessment Reports
Northwest Energy Efficiency Alliance & Ecotope
Special Notes: This is a collection of three reports: the single family report, the manufactured home report, and the multifamily report, all with links on this page.

Alexandra Maratou, et. al., 10/01/2012. CO2 Heat Pumps in Europe: Market Dynamics and Legislative Opportunities
Federation of European Heating, Ventilation and Air-Conditioning Associations (REHVA)

IEA HPP, 01/22/2008. IEA Heatpump Program, Annex 28
International Energy Agency Heat Pump Programme

Wikipedia, 08/29/2014. EcoCute
Wikipedia

Ecotope, 04/28/2014. Residential Building Stock Assessment: Metering Study
Northwest Energy Efficiency Alliance

BPA , 09/01/2014. TIP 292: Advanced Heat Pump Water Heater Research
Bonneville Power Administration Technology Innovation Project

Evergreen Economics, 10/23/2014. NEEA Heat Pump Water Heater Baseline Forecast Research
Evergreen Economics for Northwest Energy Efficiency Alliance

Ecotope, 03/02/2015. Heat Pump Water Heater Model Validation Study
Ecotope for Northwest Energy Efficiency Alliance

DOE, 12/01/2014. CO2 Heat Pump Water Heater Project
U.S. Department of Energy, Oak Ridge National Laboratory
Special Notes: Oak Ridge National Laboratory is partnering with General Electric to develop a CO2 heat pump water heater meeting Energy Star standards with an installed cost to enable widespread market acceptance.

Ecotope, 11/06/2013. Laboratory Assessment of Sanden GES-15QTA Heat Pump Water Heater
Ecotope for Northwest Energy Efficiency Alliance

Omar Abdelaziz, et. al., 7/1/2012. Development of Environmentally Benign Heat Pump Water Heaters for the US Market
ACEEE Summer Study on Energy Efficiency in Buildings

Ben Larson, 09/18/2013. Laboratory Assessment of Sanden GAU Heat Pump Water Heater
Ecotope for Washington State University Energy Program and Bonneville Power Administration

BPA, 10/01/2013. TIP 302: Demand Response Potential of Heat Pump Water Heaters
BPA Technology Innovation Project

BPA, 10/01/2014. TIP 326: Combined Space and Water CO2 Heat Pump System Performance Research
BPA Technology Innovation Project

Airconwarehouse, 11/19/2014. Sanyo CO2 ECO Air Source CO2 Heat Pump
airconwarehouse.com

EPA, 11/06/2014. Global Warming Potentials and Ozone Depletion Potentials of Some Ozone-Depleting Substances and Alternatives Listed by the SNAP Program
U.S. Environmental Protection Administration

Ken Eklund, et. al., 03/19/2015. Advanced Heat Pump Water Heater Research: First Midterm Field Study Report
Washington State University Energy Program for Bonneville Power Administration

NWEBG, 2009. Sanden CO2 Refrigerant Heat Pump Water Heater at FutureFit Home
Northwest EcoBuilding Guild
Special Notes: This describes the application of a Sanden CO2 HPWH for space and water heating at a Portland home and the process of getting local code approval.

Rank & Scores

CO2 Heat Pump Water Heaters

There is no TAG available for this technology.
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